Compliance/AML

Compliance/AML

Volity | Strong Governance and Compliance for Financial Security

Our organisation places good governance at its core

Not only does good governance contribute to the success of our organisation, but it is also critical to the security of our clients and staff. Governments across the globe have recognised money laundering, money financing of criminal activities, and terrorism as significant risks. In addition, financial crime and tax evasion undermine offshore financial systems and distort markets.

Pre-trade and post-trade fraud detection systems are contained within the robust risk management processes and effective, well-established system of internal controls that Volity maintains. Assisting in the fight against money laundering and the financing of terrorism while safeguarding our clients, our qualified global compliance teams ensure that we adhere to all applicable laws.

Risk Management
AML icon among security symbols.
Risk Management
AML icon among security symbols.

Our organisation places good governance at its core

Not only does good governance contribute to the success of our organisation, but it is also critical to the security of our clients and staff. Governments across the globe have recognised money laundering, money financing of criminal activities, and terrorism as significant risks. In addition, financial crime and tax evasion undermine offshore financial systems and distort markets.

Pre-trade and post-trade fraud detection systems are contained within the robust risk management processes and effective, well-established system of internal controls that Volity maintains. Assisting in the fight against money laundering and the financing of terrorism while safeguarding our clients, our qualified global compliance teams ensure that we adhere to all applicable laws.

Our organisation places good governance at its core

Not only does good governance contribute to the success of our organisation, but it is also critical to the security of our clients and staff. Governments across the globe have recognised money laundering, money financing of criminal activities, and terrorism as significant risks. In addition, financial crime and tax evasion undermine offshore financial systems and distort markets.

Pre-trade and post-trade fraud detection systems are contained within the robust risk management processes and effective, well-established system of internal controls that Volity maintains. Assisting in the fight against money laundering and the financing of terrorism while safeguarding our clients, our qualified global compliance teams ensure that we adhere to all applicable laws.

Risk Management
AML icon among security symbols.

Volity’s internal governance procedures

Self-assessment

We evaluate our adherence to relevant regulations, risk management procedures, and internal controls using self-assessment tools..

Internal Audit

Keep up a competent internal auditing department that assesses the degree of compliance with relevant laws and regulations…

Education and Training

We acknowledge that in order to stay current with prudential requirements and best practices, training and development are essen…

Mandatory training

Furthermore, we mandate anti-money laundering and compliance training for staff members who oversee and manage financial t…

Awareness

Our staff members are credentialed with professional memberships and certificates from organisations such as the International C…

KYC, SOW, and SOF

As a requirement of our licences and in compliance with Know Your Customer (KYC), Source of Wealth (SOW), and Source of Funds…

No third-party transactions

We don’t take deposits from or withdraw money from third parties.  Whenever feasible, all deposits are reimbursed the original source…

Identification technologies

In addition, we employ electronic databases and cutting-edge document authentication technologies to reduce the possibility of identi…

Sanctions adherence

We also periodically add economic profile information to our client files and conduct background checks on individuals who might…

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Services are provided by Volity Trade Ltd, registered in Saint Lucia, with the number 2024-00059. You must be at least 18 years old to use the services.

Trading forex (foreign exchange) or CFDs (contracts for difference) on margin carries a high level of risk and may not be suitable for all investors. There is a possibility that you may sustain a loss equal to or greater than your entire investment. Therefore, you should not invest or risk money that you cannot afford to lose. The products are intended for retail, professional, and eligible counterparty clients. For clients who maintain account(s) with Volity Trade Ltd., retail clients could sustain a total loss of deposited funds but are not subject to subsequent payment obligations beyond the deposited funds. Professional and eligible counterparty clients could sustain losses in excess of deposits.

Volity is a trademark of Volity Limited, registered in the Republic of Hong Kong, with the number 67964819.
Volity Invest Ltd, number HE 452984, registered at Archiepiskopou Makariou III, 41, Floor 1, 1065, Lefkosia, Cyprus is acting as a payment agent of Volity Trade Ltd.

Volity Trade Ltd. is an introductory broker for UBK Markets Ltd. It offers execution and custody services for clients introduced by Volity. UBK Markets Ltd is authorised and regulated by the Cyprus Securities and Exchange Commission (CySEC), license number 186/12 and registered at 67, Spyrou Kyprianou Avenue, Kyriakides Business Center, 2nd Floor, CY-4003 Limassol, Cyprus.

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